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TD Ameritrade Contractual Action Certified Investor Category

By Tim Kane
September 17, 2021
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By Katryna Perera (September 16, 2021, 9:23 p.m. EDT) – A federal judge in Missouri granted class action certificate Wednesday to a group of consumers who sued TD Ameritrade, alleging that a brokerage firm acquired in 2017 had issued inappropriately substitute payments rather than dividends to clients, which deprived them of a lower tax rate.

Annette Bartle initiated the case in Missouri state court in January 2020, before the case moved to the Western Missouri District. She filed breach of contract and unfair enrichment claims against TD Ameritrade on her own behalf and on behalf of other proposed class members who also had accounts with Scottrade Inc., according to court documents.

Bartle maintains that …

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